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Ban on short
selling
In line with regulatory instructions concerning
Short Selling of UK, US, Irish, German and French Financial Stocks
and all Australian Financial Instruments, we wish to inform our
customers that short selling in the mentioned instruments is
temporarily prohibited.
Whilst we do our utmost to enforce these new
trading rules, please remember that we provide an execution only
service and it is ultimately your responsibility to ensure that you
abide with any regulatory restrictions on short selling.
We will endeavour to keep this list up to date
but cannot guarantee its accuracy and it should be used as a guide
only.
UK 1 Admiral Group 2 Alliance &
Leicester 3 Alliance Trust 4 Arbuthnot Banking Group 5
Aviva 6 Barclays 7 Bradford & Bingley 8 Brit
Insurance Holdings 9 Chesnara 10 Close Brothers Group 11
European Islamic Investment Bank 12 Friends Provident 13
HBOS 14 Highway Insurance Group 15 HSBC Holdings 16
Investec 17 Islamic Bank of Britain 18 Just Retirement
Holdings 19 Legal & General Group 20 Lloyds TSB Group
21 London Scottish Bank 22 Novae Group 23 Old Mutual
24 Prudential 25 Rathbone Brothers 26 Royal Bank of
Scotland Group 27 RSA Insurance Group 28 Schroders 29 St
James's Place 30 Standard Chartered 31 Standard Life 32
Tawa
Irish 1 Bank of Ireland 2 Allied
Irish Banks 3 Irish Life and Permanent 4 Anglo Irish Bank
Corporation
France 1 Allianz 2 AXA 3 BNP
Paribas 4 Credit Agricole 5 Dexia 6 Societe Generale
Germany 1 Aareal Bank 2 AMB Generali
3 Commerzbank 4 Deutsche Bank 5 Deutsche Borse 6
Deutsche Postbank 7 Hannover Ruckversicherung 8 Hypo Real
Estate 9 MLP 10 Muchener Ruckversicherung-Gesellschaft
Australia The ASIC has prohibited the
shorting of all indices and stocks. For more information please
visit http://www.asic.gov.au/asic/asic.nsf
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